[vc_row bg_image=”20629″ top_padding=”300″ bottom_padding=”110″ bg_position=”center center”][vc_column width=”1/1″][minti_headline font=”font-special” size=”fontsize-xxxl” color=”#ffffff” weight=”fontweight-700″ lineheight=”lh-12″ class=”lowercase”]STA LEGAL LOG – July-August 2021[/minti_headline][/vc_column][/vc_row][vc_row type=”full_width_section” bg_position=”left top”][vc_column width=”1/1″][minti_spacer][/vc_column][/vc_row][vc_row top_padding=”0″ bottom_padding=”50″][vc_column width=”1/1″][minti_headline size=”fontsize-xxxl”][/minti_headline][vc_column_text]

The New York “HERO Act”

Be Mindful of the Upcoming August 5th and November 1st, 2021 deadlines!

By Henry L. Goldberg, Esq., STA General Counsel and Robert J. Fryman, Esq


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A. Jonathan Trafimow
Moritt, Hock & Hamroff

Jennifer Calamia
Moritt, Hock & Hamroff

[/vc_column_text][/vc_column][vc_column width=”3/4″][vc_column_text]Continuing our response to evolving conditions, law and regulations as we emerge from the Covid-19 pandemic, this month’s Legal Log will be different…as is most everything in our lives today.  Rather than addressing purely construction-related legal issues as we typically do, we will continue to focus directly on rapidly developing COVID-19 (Coronavirus) related issues.  To do so in a timely and authoritative manner, we are privileged to be able to draw upon the resources of all of the specialized departments of our law firm, Moritt Hock & Hamroff LLP.

The firm has developed a “COVID-19 Resource Page” (https://www.moritthock.com/covid-19-resources/ ) of directly relevant issues and articles of practical value to our clients. Whether you originally were a construction, or a tax, business, financing, real estate, intellectual property, employment law, business succession planning or trust and estates client of the firm, we trust you will find these Coronavirus issues to be of interest and benefit to you and your businesses.

This month’s Legal Log devoted to Coronavirus issues addresses the Implications of the New York Health and Essential Rights Act (“HERO Act”), which has just been implemented by regulations and model plans promulgated by the New York Department of Labor.  As explained in this month’s Legal Log, the HERO Act imposes upon employers, such as those in the construction industry – including subcontractors and specialty trade contractors notwithstanding their lack of control over the entirety of a project site –  obligations to adopt and enact a written plan to minimize or eliminate workplace exposure to airborne infectious diseases by August 5, 2021. The Act also requires employers with at least 10 employees to facilitate the creation of a joint employer-employee workplace health and safety committee by November 1, 2021. The DOL’s model plan for the construction industry can be downloaded here: https://dol.ny.gov/system/files/documents/2021/07/construction-exposure-prevention-plan-p765b.pdf

We trust that the questions or concerns you may have with regard to the HERO Act will be addressed by this month’s Legal Log.  However, please feel free to reach out to us at hgoldberg@moritthock.com or rfryman@moritthock.com with any questions for us or our colleagues, Jonathan Trafimow & Jennifer Calamia.


Stay safe and be well,

Henry L. Goldberg, Esq., STA Legal Counsel, Special Counsel Infrastructure and Private Sector Construction


Robert J. Fryman, Esq., Partner and Chair of the Construction Law Practice Group,

Moritt Hock & Hamroff, LLP

HERO Act Imposes New Requirements

on New York Employers

By: Jonathan Trafimow & Jennifer Calamia

On May 5, 2021, New York Governor Andrew Cuomo signed the New York Health and Essential Rights Act[i] (“HERO Act” or the “Act”) into law, adding two new sections to the New York Labor Law: (1) Section 218-b, regarding airborne infectious disease prevention plans and standards; and (2) Section 27-D, regarding joint management workplace safety committees.

The HERO Act requires private employers to create a written plan (the “Plan”) to minimize or eliminate occupational exposure to airborne infectious diseases[ii] in the workplace by August 5, 2021. The second part of the Act requires employers with at least 10 employees to permit the creation of a joint employer-employee workplace health and safety committee, by November 1, 2021.

To help employers develop a Plan, the Act directed the New York Department of Labor (“DOL”) to issue several model plan documents. On July 6, 2021 the DOL published: (1) the Airborne Infectious Disease Exposure Prevention Standard (the “Standard”); (2) a Model Airborne Infectious Disease Exposure Prevention Plan (the “Model Plan”); and (3) additional industry specific model plans (the “Industry Specific Plans”). Industry Specific Plans were provided for: agriculture, construction, delivery services, domestic work, emergency response work, food services, manufacturing and industry, personal services, private education, private transportation and retail.

Key Takeaways

The Model Plan and Industry Specific Plans

Both the Model Plan and the Industry Specific Plans establish the minimum requirements New York employers must adopt for written procedures and protocols in the following categories:

Employer Responsibilities

Employers have until August 5, 2021 to complete and adopt either the Model Plan or Industry Specific Plan that applies to them, or to develop and establish an alternative    Plan that meets or exceeds the minimum standard as set forth by the DOL.[iii] Employers adopting a DOL Model Plan must tailor the plan to meet the specific needs of their individual workplace.[iv] Employers who choose to develop their own Plan must develop the Plan pursuant to a collective bargaining agreement (if                applicable), or with “meaningful participation of employees.”

Employers must provide employees with copies of the Plan by the following times:

Employers must provide a written copy of the Plan in English as well as in the employee’s identified primary language. The DOL will publish its Model Plans in English,  Spanish and selected other languages.

Employers must also post the Plan in a “visible and prominent location within each      work site.” If an employer issues an employee handbook, a copy of the Plan must also be included in the employee handbook.

Non-Retaliation Provision

Employers may not retaliate against an employee for reporting violations or concerns, reporting an airborne exposure concern, and/or refusing to work when the  employee in good   faith   believes   that   the   worksite   exposes    them    to safety risks which are inconsistent with laws, rules, policies, or orders of governmental agencies, including the Standard.

Workplace Committees

Section 27-D requires employers with 10 or more employees to permit employees to establish and administer a joint labor-management workplace safety committee by November 1, 2021. It further directs that each workplace safety committee shall be composed of employee and employer designees, at least two-thirds of whom must be non-supervisory employees. Members of the committees shall be chosen by non-supervisory employees.

This provision of the Act does not operate to diminish any rights under a collective bargaining agreement. However, parties to a collective bargaining agreement can waive the obligations under Section 27-D, so long as the waiver explicitly references the Act.

Compliance and Penalties

The DOL may investigate violations of Section 218-b and impose penalties of $50 or  more per day for failure to adopt a Plan, as well as $1,000- $10,000 for failure to abide by an adopted Plan. Section 218-b also creates a limited private right of action.[v]

Implications for Employers

Employers must act quickly to adopt a Plan to comply with the August 5, 2021 deadline and other applicable requirements. Employers should also begin planning for how to respond to the November 1, 2021 deadline. We note the possibility that the Act could be challenged under various legal theories, including a claim that it is      preempted in part by the National Labor Relations Act.

If you have any questions regarding the matter raised in this Alert, please feel to    contact Jonathan Trafimow at (516) 880-7283 or jtrafimow@moritthock.com and Jennifer Calamia at (516) 265-1136 or jcalamia@moritthock.com

This Alert is published solely for the interests of friends and clients of Moritt Hock & Hamroff LLP for informational purposes only and should in no way be relied upon or construed as legal advice.

 ©2021 Moritt Hock & Hamroff LLP

[i] All references to the HERO Act include the June 11, 2021 amendments to the Act.

[ii] This includes any airborne infectious agent or disease designated by the Commissioner of Health as a highly contagious communicable disease that presents a serious risk of harm to the public health. COVID-19 has not received this designation at the time of this Client Alert.

[iii] While employers must adopt a Plan by August 5, 2021, such Plan shall only be effective “when a highly contagious communicable disease is designated by the Commissioner of Health as presenting a serious risk of harm to the public health.” See, Department of Labor Airborne Infectious Disease Exposure Prevention Standard, P764 (7/21). As of the writing if this Client Alert, the Commissioner of Health has made no such designation.

[iv] The DOL’s Model Plan for the Construction Industry is available to view or download at: https://dol.ny.gov/system/files/documents/2021/07/construction-exposure-prevention-plan-p765b.pdf

[v] Before commencing a civil action based on an alleged violation of the Act, the employee must give the employer notice of the violation and the employer must have 30 days to remedy the violation. If the employer corrects the violation during that time, the employee may not bring an action. Also, the employee must bring the civil suit within six months of the employee’s discovery of the violation. The employee may seek injunctive relief.[/vc_column_text][vc_column_text][/vc_column_text][/vc_column][/vc_row][vc_row type=”full_width_section” bg_position=”left top”][vc_column width=”1/1″][minti_divider margin=”0″][/vc_column][/vc_row]

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